Case Studies · Financial Planners & Wealth Advisers

How Financial Planners Are Growing Their Books — While Staying Compliant

High-net-worth clients expect responsiveness, personalised communication, and proactive service. Financial planners who automate their client engagement — without losing the human touch — win more referrals, retain more clients, and grow their books faster.

Is this your situation?
  • New client enquiries arrive after hours and your competitors (or robo-advisers) respond instantly
  • Annual review reminders are sent manually — or missed entirely, creating compliance risk
  • Your top clients refer friends but you have no systematic way to ask or track referrals
  • Market volatility creates client anxiety and inbound calls that eat your advice time
✓ Live in ~2 weeks ✓ No lock-in contracts ✓ AFSL-aware automation ✓ Annual review compliance tracking ✓ Australian-based support
Case Study 01
Meridian Wealth Advisers
Sydney, NSW · 3 advisers · 180 clients · HNW focus
Lead Capture Bot · $299/mo

The website ranks for "financial planner Sydney" and "SMSF advice Sydney" — generating 140 visits per month. Only 1.9% submitted an enquiry. Most visitors are doing due diligence late at night. Average new client: $3,800 per year in fees, with a 7-year average retention — $26,600 lifetime value.

Lead Capture Bot on the website asks visitors about their financial situation (SMSF / wealth accumulation / estate planning / insurance), estimated investable assets, key goals, and urgency. It provides a relevant guide — SMSF checklist or investment strategy explainer — and books a free 30-minute introductory meeting. Prospects feel informed and valued before they've spoken to an adviser.

11.4%
Website conversion rate (was 1.9%)
+14
New client consultations per month
57%
Conversion rate to paid engagement
+$303k
Annual revenue from web leads (amortised)
"Affluent clients don't like cold calls. They want to research privately and reach out on their terms. Now we're ready when they do."
— Claire, Principal Adviser, Meridian Wealth Advisers
Case Study 02
Cornerstone Financial Planning
Melbourne, VIC · 2-adviser practice · 240 retail clients
AI Receptionist · $799/mo

Market volatility events — rate rises, ASX corrections — trigger 40–60 anxiety calls in a single day. Advisers were spending 4+ hours on the phone reassuring clients instead of doing advice work. Admin staff had no authority to help. High-value advice time was being consumed by hand-holding.

AI Receptionist handles all inbound during volatility events and normal periods — provides prepared market commentary updates, answers policy FAQs (when can I access my super, how does my insurance work), takes messages for urgent callback, and books scheduled review meetings. Only genuine portfolio questions requiring advice are routed to the advisers themselves.

72%
Volatility-day calls handled by AI
-3.5hrs
Adviser time on admin calls per day
+8/mo
Additional billable client review meetings
+$84k
Annual revenue from reclaimed advice time
"During the March correction, we handled 53 calls in one day without a single client feeling unheard."
— David, Managing Adviser, Cornerstone Financial Planning
Case Study 03
Summit Financial Group
Brisbane, QLD · 5-adviser licensee · 380 clients
Marketing Automation · $599/mo

Annual review compliance rate sat at 64% against a target of 100%. Reviews not completed created compliance risk and missed advice revenue. Client communication was entirely reactive. A referral programme existed in theory but no one asked systematically. The top 20% of clients accounted for 68% of revenue — yet had no VIP programme.

Marketing Automation — annual review reminder sequences at 90, 60, and 30 days, compliance completion tracking with escalation, market update newsletters, referral request campaigns triggered post positive review, and a VIP client sequence with exclusive content and priority access. Everything runs automatically with no manual input required.

97%
Annual review completion rate (was 64%)
+6/mo
Referral new client enquiries
99%
VIP client retention (was 91%)
Eliminated
Compliance risk incidents
"We went from worrying about compliance to leading the licensee group on review completion rates."
— Sarah, Head of Advice, Summit Financial Group
97%
Annual review compliance — up from 64%
+$303k
Revenue from web leads — 3-adviser practice
Increase in website lead conversion rate

Your Practice Is Growing Slower Than It Should

Book a free 20-minute call. We'll identify exactly where your practice is losing prospects and compliance opportunities — and show you what fixing it looks like in your specific situation.